Smart Investing

Good communication with your investment professional is important.

• Describe exactly what types of investment products and services you offer?  Are there any products you are not licensed to sell? 
• What experience do you have dealing with clients who in a similar financial situation as me? How often do you contact them to discuss their investments? 
• How often will you review my account or make recommendations to me?
• Tell me what your qualifications are offering those services?
• What companies have you worked for in the past? 
• Where is your office located?  Can I visit you at that location?
• What securities licenses do you hold with the State of New Hampshire?
• How are you compensated?  How is your firm compensated? 
• What potential conflicts of interest do you have when recommending investment products to me?
• How long have you done this type of work. 
• Can you provide me with any customer references?
• Do you have any customer complaints?  If how many and how were they resolved?

Things to remember before making an investment, and how to get started!