Newsroom
Archived press releases detailing news and updates regarding securities enforcement cases and advisories
Press Release
(Concord, NH, January 6, 2020) The New Hampshire Bureau of Securities Regulation is advising the public that, when it comes to bond agency ratings, investors should exercise caution. Since these agenc...
Posted:
January 06, 2020
Press Release
CONCORD, NH (December 17, 2019) The New Hampshire Bureau of Securities Regulation announces that on December 13, 2019 it filed a Petition and Order to Cease and Desist against Daniel Olivier of Lancas...
Posted:
December 17, 2019
Press Release
CONCORD, NH (October 9, 2019) - The New Hampshire Bureau of Securities Regulation has recently obtained a preliminary injunction and asset freeze against Dain F. Stokes of Fremont, NH, alleging...
Posted:
October 09, 2019
Press Release
(Concord, NH, August 7, 2019) The New Hampshire Bureau of Securities Regulation has announced a new law will take effect on September 8, 2019 that helps protect vulnerable adults from financial exploi...
Posted:
August 07, 2019
Press Release
CONCORD, NH (June 3, 2019) - The New Hampshire Department of State, Bureau of Securities Regulation has filed an action against three out-of-state corporations and their president for engaging i...
Posted:
June 03, 2019
Press Release
CONCORD, NH (June 3rd, 2019) The New Hampshire Bureau of Securities Regulation announces that on May 31st, 2019, it issued an order of bar, cease and desist, restitution, fines, and costs against Lewi...
Posted:
June 03, 2019